WebJan 11, 2024 · Rule 17f-1 (c) is a reporting rule and does not specify a retention period. The rule requires an incident-based reporting requirement by the reporting institutions when … Web§ 249.1200 Form X-17F-1A - Report for missing, lost, stolen or counterfeit securities. This form is to be filed with the Commission or its designee pursuant to paragraph (c) of § 240.17f-1 of this chapter by all reporting institutions subject to section 17(f)(1) of the Securities Exchange Act of 1934. [44 FR 31504, May 31, 1979]
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WebEnter the email address you signed up with and we'll email you a reset link. WebNov 9, 2024 · Rule 17f–1(c) and Form X–17F–1A Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the existing collection of information provided for in Rule 17f–1(c) (17 CFR rolling green productions held investments
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WebTitle: FORM X-17F-1A Subject: Missing/Lost/Stolen/Counterfeit Securities Report Keywords: FORM X-17F-1A, Missing/Lost/Stolen/Counterfeit Securities Report Web3. Comment: With respect to the shareholder report of Fund 7 (Franklin Templeton SMACS: Series CH) filed on Form N-CSR, the disclosure requirements of Item 27(b)(7)(ii), Instruction 7 (Change in Index) of Form N-1A do not appear to be met.. Response: We note that future shareholder reports of the Funds will include the Change in Index disclosure, as applicable. WebDec 25, 2008 · Reporting institutions shall make reports to the Federal Bureau of Investigation pursuant to this Section on Form X-17F-1A, unless the reporting institution is a member of the Federal Reserve System or a bank whose deposits are insured by the Federal Deposit Insurance Corporation, in which case reports may be made on the form … rolling green tree care