WebThe Senior Managers and Certification Regime (SM&CR) has applied to Senior Manager Functions (SMFs) at UK banks, building societies, credit unions, branches of foreign banks operating in the UK and the largest investment firms regulated by the PRA and the FCA since 7 March 2016. SMFs at dual-regulated insurers (regulated by both the FCA and …
FCA bans three individuals from working in the financial services ...
Web6 nov. 2024 · Horsey was a director of the authorised financial advice firm Harrison Gray and authorised to conduct investment business. In September 2024 he was convicted of … Web1 jan. 1970 · Mark Horsey. Horsey was the sole director and shareholder of an authorised financial advice firm with permission to conduct designated investment business (including advising on and arranging deals in investments) and insurance distribution. In September 2024, Horsey was convicted of voyeurism, contrary to the Sexual Offences Act 2003. inspiring diversity llc
Adviser to celebrities among trio banned by FCA for sex offences
WebHorsey and Cochran did not make representations through lawyers, the FCA said, and Reuters was not able to reach them for comment. "The FCA expects high standards of … Web10 dec. 2024 · While Jameson, Horsey, and Cochran were convicted of serious criminal offences, the new FCA emphasis goes far beyond punishing proven criminal misconduct. … Web5 nov. 2024 · A release on Mondo Visione on 5 November advised that the FCA has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in … je te fournit