Web25 Jan 2024 · This alert is intended to summarize the key changes implemented by the new marketing rule and as such does not cover all of the changes contained in the final rule. The new rule: Creates a single rule, Rule 206(4)-1 or the “marketing rule,” which replaces the current advertising and cash solicitation rules, Rule 206(4)-1 and Rule 206(4)-3 ...
SEC
Web23 Jan 2024 · By W. Graham McCall. Even as the November 4, 2024, deadline has come and gone for registered investment advisers to comply with the SEC’s new Marketing Rule, private fund sponsors have continued to grapple with implementing one of the rule’s more consequential requirements.As a general matter, the new rule prohibits any presentation … Web20 Sep 2024 · Funds. The US SEC’s Marketing Rule, adopted on 22 December 2024, expressly applies to certain communications with private fund investors and not just advisory clients of a registered investment advisor (RIA). As many of these communications now fall within the definition of ‘advertisement’, the rule will significantly impact the … firewall proxy settings
SEC’s New Marketing Rule for Investment Advisers Goes into Effect
Web22 Dec 2024 · The Securities and Exchange Commission today announced it had finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to solicitors. The amendments create a single rule … Web14 May 2024 · The SEC effectively merged changes to the advertising and the cash solicitation rules into a single rule—referred to as the “Marketing Rule”—which is codified … Web22 Sep 2024 · As part of the new Marketing Rule, the SEC will operate on a clean slate basis, withdrawing all of the arbitrary guidance that has been issued as a stopgap measure … firewall ps4 vr